Job Classification:
Corporate - Legal and Compliance
PGIM Quantitative Solutions LLC (PQS), is an SEC-registered investment adviser and a business unit of Prudential Financial. PQSs Equity and Asset Allocation platforms have over $95 billion in assets under management as of December 31, 2023, with a broad array of strategies and client types including institutional separate accounts, sub-advised mutual funds, collective trusts, offshore commingled and separate client accounts.
What you can expect:
The scope and responsibilities of this role will not be static. As the business needs and compliance objectives change, the responsibilities of the position are expected to evolve to meet the changing regulatory landscape and departmental deliverables. Responsibilities include, among other things:
Assist with day to day monitoring for adherence to portfolio investment guidelines utilizing the firms portfolio compliance system.
Assist with the firms compliance certification and due diligence workflow. Provide ongoing client reporting to fulfill client agreements and regulatory requirements.
Assist with annual guideline reviews.
Respond to ad hoc compliance requests regarding portfolios and trading
Work on various transformation projects.
Collaborate on periodic internal and external exams and reviews - assist with document production in connection with regulatory exams, inquiries and audits.
Assist with client on-boarding representation at onboarding meetings, complete onboarding requirements, including coding of rules, certification set up, etc.
Research potential violations of regulations, policies, and procedures, and report to management as appropriate.
Monitor the firms adherence to the Prudential Personal Trading Standards - review employee personal trade requests as needed, conduct research on potential policy breaches and provide metrics to senior leadership.
Maintain and/or create appropriate PQS compliance policies and procedures.
What youll need:
Knowledge of financial markets and ability to learn the nuances of the equity markets
Strong data analysis skills with the ability to gather and draw actionable conclusions from that data
Excellent written and verbal communication skills, organizational skills, and attention to detail
Willingness to investigate challenges to find solutions
Openness to new ideas, seeks opportunities to streamline work and willingness to learn
Able to perform as a team player to help accomplish work objectives
Act as an independent worker who enjoys a fast-paced environment
Critical skills include:
Collaboration skills with business partners;
Time management skills;
Project management
Strong oral and written communication; and
Exhibited negotiating/influence skills;
Itd be a plus if you had:
Understanding of key business risks, marketplace and regulatory environment
Ability to lead organizational transformation in areas of effectiveness and improvement
Understanding of customer needs and challenges
Ability to collaborate in a fully inclusive and transparent manner
We know not everyone will meet 100% of the requirements, however we encourage you to apply if you think your skills are a good fit.
At Prudential, you can:
Take charge of your career. People who have successfully developed their skills in this role have become the primary relationship managers for, and led projects with, numerous different fixed income trading desks over time.
We equip and empower our employees to expand their skills and experience by using powerful learning, gigs, and job opportunities. We offer a suite of services including 1:1 Career advice, on demand resources and networking to propel your career forward.
Were a global organization, full of outstandingly dedicated people who arent afraid to think differently, challenge the status quo and take sensible risks along the way. You will enjoy pushing boundaries as we build innovative technology that helps clients, customers and employees live their best lives. You will have access to leadership and learning opportunities and the resources needed to take your career in any direction. We will help you do your best work, offering flexibility, while delivering on our Purpose.
What we offer you:
Market competitive base salaries, with a yearly bonus potential at every level
Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave
Retirement plans:
401(k) plan with company match (up to 4%)
Company-funded pension plan
Wellness Programs to help you achieve your wellbeing goals, including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs
Work/Life Resources to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and mental health, and career development.
Tuition Assistance to help finance traditional college enrollment toward obtaining an approved degree, many accredited certificate programs, and industry designations.
Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period), after one year of service.
To find out more about our Total Reward package, visit Work Life Balance | Prudential Careers. Some of the above benefits may not apply to part-time employees scheduled to work less than 20 hours per week.
Note: Prudential is required by state specific laws to include the salary range for this role when hiring a resident in applicable locations. The salary range for this role is from $53,600.00 to $79,900.00. Specific pricing for the role may vary within the above range based on many factors including...

Equal Opportunity Employer - minorities/females/veterans/individuals with disabilities/sexual orientation/gender identity